Unclaimed Profile

Steven Kenneth Braun

COGNIOS CAPITAL, LLC·LEAWOOD, Kansas

Series 65Clean record13 years registeredCOGNIOS CAPITAL, LLC

11250 TOMAHAWK CREEK PKWY, LEAWOOD, KS 66211CRD# 6121229Firm CRD# 148361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Kenneth Braun · LEAWOOD, KS

Registration

CRD #6121229 · COGNIOS CAPITAL, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COGNIOS CAPITAL, LLC

COGNIOS CAPITAL, LLC

Dec 2012 – Apr 2018

LEAWOOD, KS

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 11, 2012

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COGNIOS CAPITAL, LLC

CRD 148361 · SEC 801-77198

AUM

$532M

Regulatory assets under management

Employees

101 client accounts

Services offered by COGNIOS CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at COGNIOS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Kenneth Braun offer?

Steven Kenneth Braun specializes in Investment Management, Retirement Planning, Wealth Management.

What are Steven Kenneth Braun's credentials?

Steven Kenneth Braun is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Kenneth Braun located?

Steven Kenneth Braun is based in LEAWOOD, Kansas, last registered with COGNIOS CAPITAL, LLC.

How does Steven Kenneth Braun charge for services?

Steven Kenneth Braun's firm is compensated through percentage of aum, performance-based fees, other: data distribution arrangement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COGNIOS CAPITAL, LLC?

COGNIOS CAPITAL, LLC has approximately 8 employees and manages $532M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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