Unclaimed Profile

Alexis Dianne Barling

THE RETIREMENT PLANNING GROUP, LLC·LEAWOOD, Kansas

SIE, Series 7, Series 24, Series 52, Series 65Clean record11 years registeredTHE RETIREMENT PLANNING GROUP, LLC

4811 W. 136TH STREET, LEAWOOD, KS 66224CRD# 2345972Firm CRD# 129625

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alexis Dianne Barling · LEAWOOD, KS

Registration

CRD #2345972 · THE RETIREMENT PLANNING GROUP, LLC · 11 years registered

Brand Profile

Not yet started

Career History

THE RETIREMENT PLANNING GROUP, LLC

Sep 2019 – present

CREATIVE PLANNING

Jul 2018 – Sep 2019

OVERLAND PARK, KS

UMB FINANCIAL SERVICES, INC.

Nov 2015 – Jun 2018

KANSAS CITY, MO

THE MUTUAL FUND STORE

Dec 2014 – Nov 2015

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 65

Registration record

First registered · December 18, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE RETIREMENT PLANNING GROUP, LLC

CRD 129625 · SEC 801-62655

AUM

$2.6B

Regulatory assets under management

Employees

8,607 client accounts

Services offered by THE RETIREMENT PLANNING GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at THE RETIREMENT PLANNING GROUP, LLC →

Introduction

Speak with Alexis

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Alexis is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LEAWOOD?

Browse all registered financial advisors in LEAWOOD, Kansas or claim this profile if it's yours.

Browse LEAWOOD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Alexis Dianne Barling offer?

Alexis Dianne Barling specializes in Financial Planning, Investment Management. Contact their office in LEAWOOD, Kansas for a consultation.

What are Alexis Dianne Barling's credentials?

Alexis Dianne Barling is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alexis Dianne Barling located?

Alexis Dianne Barling is based in LEAWOOD, Kansas, working with THE RETIREMENT PLANNING GROUP, LLC. Their office serves clients in the LEAWOOD metropolitan area and surrounding communities.

How does Alexis Dianne Barling charge for services?

Alexis Dianne Barling's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE RETIREMENT PLANNING GROUP, LLC?

THE RETIREMENT PLANNING GROUP, LLC has approximately 29 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →