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Michelle Nicole Niemec

CUNA BROKERAGE SERVICES, INC.·WAVERLY, Iowa
Series 28Clean recordCUNA BROKERAGE SERVICES, INC.
2000 HERITAGE WAY, WAVERLY, IA 50677CRD# 6169572Firm CRD# 13941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michelle Nicole Niemec · WAVERLY, IA
Registration
CRD #6169572 · CUNA BROKERAGE SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 28
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CUNA BROKERAGE SERVICES, INC.
CRD 13941 · SEC 801-60099
AUM
$5.8B
Regulatory assets under management
Employees
716
20,233 client accounts
Services offered by CUNA BROKERAGE SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Michelle Nicole Niemec offer?
Michelle Nicole Niemec specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WAVERLY, Iowa for a consultation.
What are Michelle Nicole Niemec's credentials?
Michelle Nicole Niemec is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michelle Nicole Niemec located?
Michelle Nicole Niemec is based in WAVERLY, Iowa, working with CUNA BROKERAGE SERVICES, INC.. Their office serves clients in the WAVERLY metropolitan area and surrounding communities.
How does Michelle Nicole Niemec charge for services?
Michelle Nicole Niemec's firm is compensated through percentage of aum, hourly charges, other: financial planning and retainer fees, exp. reimb., rev. sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CUNA BROKERAGE SERVICES, INC.?
CUNA BROKERAGE SERVICES, INC. has approximately 716 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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