Unclaimed Profile

James Harold Metz

CUNA BROKERAGE SERVICES, INC.·WAVERLY, Iowa

CUNA BROKERAGE SERVICES, INC.

2000 HERITAGE WAY, WAVERLY, IA 50677CRD# 4502642Firm CRD# 13941

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Harold Metz · WAVERLY, IA

Registration

CRD #4502642 · CUNA BROKERAGE SERVICES, INC.

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

James Harold Metz is a registered financial advisor based in WAVERLY, Iowa, affiliated with CUNA BROKERAGE SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CUNA BROKERAGE SERVICES, INC.

AUM

$5.8B

Regulatory assets under management

Employees

716

Total firm employees

View all advisors at CUNA BROKERAGE SERVICES, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Other: FINANCIAL PLANNING AND RETAINER FEES, EXP. REIMB., REV. SHARING

Regulatory

SEC/IARD CRD# 4502642

Firm CRD# 13941

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Harold Metz offer?

James Harold Metz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WAVERLY, Iowa for a consultation.

What are James Harold Metz's credentials?

James Harold Metz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Harold Metz located?

James Harold Metz is based in WAVERLY, Iowa, working with CUNA BROKERAGE SERVICES, INC.. Their office serves clients in the WAVERLY metropolitan area and surrounding communities.

How does James Harold Metz charge for services?

James Harold Metz's firm is compensated through percentage of aum, hourly charges, other: financial planning and retainer fees, exp. reimb., rev. sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CUNA BROKERAGE SERVICES, INC.?

CUNA BROKERAGE SERVICES, INC. has approximately 716 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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