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James Harold Metz

CUNA BROKERAGE SERVICES, INC.·WAVERLY, Iowa
Unclaimed Profile
2000 HERITAGE WAY, WAVERLY, IA 50677CRD# 4502642Firm CRD# 13941
01

About

James Harold Metz is a registered financial advisor based in WAVERLY, Iowa, affiliated with CUNA BROKERAGE SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CUNA BROKERAGE SERVICES, INC.
CUNA BROKERAGE SERVICES, INC.
AUM
$5.8B
Regulatory assets under management
Employees
716
Total firm employees
View all advisors at CUNA BROKERAGE SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Other: FINANCIAL PLANNING AND RETAINER FEES, EXP. REIMB., REV. SHARING
Regulatory
SEC/IARD CRD# 4502642
Firm CRD# 13941
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Harold Metz offer?
James Harold Metz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WAVERLY, Iowa for a consultation.
What are James Harold Metz's credentials?
James Harold Metz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Harold Metz located?
James Harold Metz is based in WAVERLY, Iowa, working with CUNA BROKERAGE SERVICES, INC.. Their office serves clients in the WAVERLY metropolitan area and surrounding communities.
How does James Harold Metz charge for services?
James Harold Metz's firm is compensated through percentage of aum, hourly charges, other: financial planning and retainer fees, exp. reimb., rev. sharing. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CUNA BROKERAGE SERVICES, INC.?
CUNA BROKERAGE SERVICES, INC. has approximately 716 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WAVERLY
David Matthew Foster — CUNA BROKERAGE SERVICES, INC.Michelle Nicole Niemec — CUNA BROKERAGE SERVICES, INC.Michael Frank Anderson — CUNA BROKERAGE SERVICES, INC.Timothy Sullivan Halevan — CUNA BROKERAGE SERVICES, INC.Kenneth Paul Riggs — RERC, LLC
Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT Guide
Research
Advisor Fees in IowaNational Fee Analysis
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