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Mark Baron Davis

DEWAAY CAPITAL MANAGEMENT, INC.·JOHNSTON, Iowa
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8711 NORTHPARK CT., JOHNSTON, IA 50131-3085CRD# 1721458Firm CRD# 116214
01

About

Mark Baron Davis is a registered financial advisor based in JOHNSTON, Iowa, affiliated with DEWAAY CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
DEWAAY CAPITAL MANAGEMENT, INC.
DEWAAY CAPITAL MANAGEMENT
AUM
$38M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at DEWAAY CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SHARE IN THIRD PARTY ADVISORY FEES
Regulatory
SEC/IARD CRD# 1721458
Firm CRD# 116214
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Baron Davis offer?
Mark Baron Davis specializes in Financial Planning, Investment Management. Contact their office in JOHNSTON, Iowa for a consultation.
What are Mark Baron Davis's credentials?
Mark Baron Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Baron Davis located?
Mark Baron Davis is based in JOHNSTON, Iowa, working with DEWAAY CAPITAL MANAGEMENT, INC.. Their office serves clients in the JOHNSTON metropolitan area and surrounding communities.
How does Mark Baron Davis charge for services?
Mark Baron Davis's firm is compensated through percentage of aum, hourly charges, subscription fees, other: share in third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DEWAAY CAPITAL MANAGEMENT, INC.?
DEWAAY CAPITAL MANAGEMENT, INC. has approximately 2 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT Guide
Research
Advisor Fees in IowaNational Fee Analysis
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