Unclaimed Profile

Robert Alfonso Pugliese

CONTINUITY PARTNERS GROUP, LLC·FAIRFIELD, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TO21 years registeredCONTINUITY PARTNERS GROUP, LLC

1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556CRD# 368684Firm CRD# 151381

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Alfonso Pugliese · FAIRFIELD, IA

Registration

CRD #368684 · CONTINUITY PARTNERS GROUP, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONTINUITY PARTNERS GROUP, LLC

FINANCIAL DIRECTIONS LLP

Dec 2014 – Feb 2022

MECHANICSBURG, PA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Feb 2022

MECHANICSBURG, PA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jan 2005 – Mar 2005

MECHANICSBURG, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 3, 2005

Years registered · 21

Disclosure History

2005Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CONTINUITY PARTNERS GROUP, LLC

CRD 151381 · SEC 801-70784

Employees

Total firm employees

Services offered by CONTINUITY PARTNERS GROUP, LLC

Per Form ADV

Other

View all advisors at CONTINUITY PARTNERS GROUP, LLC →

Introduction

Speak with Robert Alfonso

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert Alfonso is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FAIRFIELD?

Browse all registered financial advisors in FAIRFIELD, Iowa or claim this profile if it's yours.

Browse FAIRFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Alfonso Pugliese offer?

Robert Alfonso Pugliese is a registered financial advisor in FAIRFIELD, Iowa.

What are Robert Alfonso Pugliese's credentials?

Robert Alfonso Pugliese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Alfonso Pugliese located?

Robert Alfonso Pugliese is based in FAIRFIELD, Iowa, last registered with CONTINUITY PARTNERS GROUP, LLC.

How does Robert Alfonso Pugliese charge for services?

Robert Alfonso Pugliese's firm is compensated through other: see schedule d, miscellaneous for details.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONTINUITY PARTNERS GROUP, LLC?

CONTINUITY PARTNERS GROUP, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →

Other Advisors at CONTINUITY PARTNERS GROUP, LLC

Shane Edward Westhoelter

More Advisors in FAIRFIELD, Iowa

Eric Schwartz

BRIDGEPORT FINANCIAL SOLUTIONS LLC·FAIRFIELD, IA

Amy Lynn Webber

BRIDGEPORT FINANCIAL SOLUTIONS LLC·FAIRFIELD, IA

James Daniel Sullivan

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·FAIRFIELD, IA

CFP

Peter Domenico Dollive

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·FAIRFIELD, IA

Seth Aaron Miller

BRIDGEPORT FINANCIAL SOLUTIONS LLC·FAIRFIELD, IA

Ryan Boen

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·FAIRFIELD, IA

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Iowa

WEST DES MOINES (96)DES MOINES (87)CEDAR RAPIDS (60)DUBUQUE (46)DAVENPORT (26)URBANDALE (12)WATERLOO (10)CLIVE (9)WAVERLY (9)AMES (8)

City Guides

WEST DES MOINES Guide DES MOINES Guide CEDAR RAPIDS Guide DUBUQUE Guide DAVENPORT Guide

Research

Advisor Fees in Iowa National Fee Analysis

Request removal of this profile