Unclaimed Profile

James Daniel Sullivan

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·FAIRFIELD, Iowa

SIE, Series 1, Series 7TO, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 99TOCFPClean record12 years registeredCAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757CRD# 700867Firm CRD# 134139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Daniel Sullivan · FAIRFIELD, IA

Registration

CRD #700867 · CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · 12 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2014 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · January 16, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD 134139 · SEC 801-63930

AUM

$87.4B

Regulatory assets under management

Employees

3,312

448,526 client accounts

Services offered by CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FAIRFIELD?

Browse all registered financial advisors in FAIRFIELD, Iowa or claim this profile if it's yours.

Browse FAIRFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Daniel Sullivan offer?

James Daniel Sullivan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FAIRFIELD, Iowa for a consultation.

What are James Daniel Sullivan's credentials?

James Daniel Sullivan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Daniel Sullivan located?

James Daniel Sullivan is based in FAIRFIELD, Iowa, working with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does James Daniel Sullivan charge for services?

James Daniel Sullivan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation fees from 3rd party money managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.?

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. has approximately 3312 employees and manages $87.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →