Unclaimed Profile

Kelly A Schwartz

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·FAIRFIELD, Iowa

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757CRD# 3109735Firm CRD# 134139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly A Schwartz · FAIRFIELD, IA

Registration

CRD #3109735 · CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

9 disclosures on file · See FINRA BrokerCheck for full record

About

Kelly A Schwartz is a registered financial advisor based in FAIRFIELD, Iowa, affiliated with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

AUM

$87.4B

Regulatory assets under management

Employees

3312

Total firm employees

View all advisors at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Other: SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS

Regulatory

SEC/IARD CRD# 3109735

Firm CRD# 134139

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kelly A Schwartz offer?

Kelly A Schwartz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FAIRFIELD, Iowa for a consultation.

What are Kelly A Schwartz's credentials?

Kelly A Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly A Schwartz located?

Kelly A Schwartz is based in FAIRFIELD, Iowa, working with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.. Their office serves clients in the FAIRFIELD metropolitan area and surrounding communities.

How does Kelly A Schwartz charge for services?

Kelly A Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation fees from 3rd party money managers. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.?

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. has approximately 3312 employees and manages $87.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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