Unclaimed Profile

Scott Joseph Steffen

AT CAPITAL MANAGEMENT CORP.·DUBUQUE, Iowa

Series 7, Series 24, Series 63, Series 66Clean record23 years registeredAT CAPITAL MANAGEMENT CORP.

895 MAIN STREET, DUBUQUE, IA 52001CRD# 4505539Firm CRD# 140215

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Joseph Steffen · DUBUQUE, IA

Registration

CRD #4505539 · AT CAPITAL MANAGEMENT CORP. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AT CAPITAL MANAGEMENT CORP.

ATCAPITAL MANAGEMENT

Jan 2019 – Apr 2019

DUBUQUE, IA

ATCAPITAL MANAGEMENT

Nov 2007 – Dec 2018

DUBUQUE, IA

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

Apr 2003 – Dec 2004

DUBUQUE, IA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · April 2, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AT CAPITAL MANAGEMENT CORP.

CRD 140215 · SEC 801-66771

AUM

$814M

Regulatory assets under management

Employees

14 client accounts

Services offered by AT CAPITAL MANAGEMENT CORP.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AT CAPITAL MANAGEMENT CORP. →

Introduction

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Frequently Asked Questions

What services does Scott Joseph Steffen offer?

Scott Joseph Steffen specializes in Investment Management, Wealth Management.

What are Scott Joseph Steffen's credentials?

Scott Joseph Steffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Joseph Steffen located?

Scott Joseph Steffen is based in DUBUQUE, Iowa, last registered with AT CAPITAL MANAGEMENT CORP..

How does Scott Joseph Steffen charge for services?

Scott Joseph Steffen's firm is compensated through percentage of aum, subscription fees, other: percentage of assets consulted upon. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AT CAPITAL MANAGEMENT CORP.?

AT CAPITAL MANAGEMENT CORP. has approximately 6 employees and manages $814M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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