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Scott Joseph Steffen

AT CAPITAL MANAGEMENT CORP.·DUBUQUE, Iowa
Unclaimed Profile
895 MAIN STREET, DUBUQUE, IA 52001CRD# 4505539Firm CRD# 140215
01

About

Scott Joseph Steffen is a registered financial advisor based in DUBUQUE, Iowa, affiliated with AT CAPITAL MANAGEMENT CORP.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
AT CAPITAL MANAGEMENT CORP.
ATCAPITAL MANAGEMENT
AUM
$814M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at AT CAPITAL MANAGEMENT CORP. →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: PERCENTAGE OF ASSETS CONSULTED UPON
Regulatory
SEC/IARD CRD# 4505539
Firm CRD# 140215
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Scott Joseph Steffen offer?
Scott Joseph Steffen specializes in Investment Management, Wealth Management. Contact their office in DUBUQUE, Iowa for a consultation.
What are Scott Joseph Steffen's credentials?
Scott Joseph Steffen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Joseph Steffen located?
Scott Joseph Steffen is based in DUBUQUE, Iowa, working with AT CAPITAL MANAGEMENT CORP.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.
How does Scott Joseph Steffen charge for services?
Scott Joseph Steffen's firm is compensated through percentage of aum, subscription fees, other: percentage of assets consulted upon. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AT CAPITAL MANAGEMENT CORP.?
AT CAPITAL MANAGEMENT CORP. has approximately 6 employees and manages $814M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DUBUQUE
Mark Alan Stevens — AT CAPITAL MANAGEMENT CORP.Nicholas John Schrup — AT CAPITAL MANAGEMENT CORP.Robert Joseph Donovan — AT CAPITAL MANAGEMENT CORP.Kevin Joseph Timmerman — STEELE CAPITAL MANAGEMENT, INC.Scott Glen Walloch — HONKAMP KRUEGER FINANCIAL SERVICES INC
Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DAVENPORT (35)FAIRFIELD (31)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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