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Brian Joseph Griffin

FRIDAY FINANCIAL, INC.·DUBUQUE, Iowa
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600 STAR BREWERY DRIVE, DUBUQUE, IA 52001CRD# 6713626Firm CRD# 329748
01

About

Brian Joseph Griffin is a registered financial advisor based in DUBUQUE, Iowa, affiliated with FRIDAY FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FRIDAY FINANCIAL, INC.
FRIDAY FINANCIAL
AUM
$129M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at FRIDAY FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6713626
Firm CRD# 329748
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Brian Joseph Griffin offer?
Brian Joseph Griffin specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DUBUQUE, Iowa for a consultation.
What are Brian Joseph Griffin's credentials?
Brian Joseph Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Joseph Griffin located?
Brian Joseph Griffin is based in DUBUQUE, Iowa, working with FRIDAY FINANCIAL, INC.. Their office serves clients in the DUBUQUE metropolitan area and surrounding communities.
How does Brian Joseph Griffin charge for services?
Brian Joseph Griffin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FRIDAY FINANCIAL, INC.?
FRIDAY FINANCIAL, INC. has approximately 5 employees and manages $129M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in DUBUQUE
Mark Alan Stevens — AT CAPITAL MANAGEMENT CORP.Nicholas John Schrup — AT CAPITAL MANAGEMENT CORP.Robert Joseph Donovan — AT CAPITAL MANAGEMENT CORP.Scott Joseph Steffen — AT CAPITAL MANAGEMENT CORP.Scott Glen Walloch — HONKAMP KRUEGER FINANCIAL SERVICES INC
Nearby cities in Iowa
DES MOINES (164)WEST DES MOINES (142)CEDAR RAPIDS (109)DAVENPORT (35)FAIRFIELD (31)
City Guides
DES MOINES GuideWEST DES MOINES GuideCEDAR RAPIDS GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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