Unclaimed Profile

Carol Sandra Stern

ING FINANCIAL PARTNERS, INC·DES MOINES, Iowa

ING FINANCIAL PARTNERS, INC

909 LOCUST STREET, DES MOINES, IA 50309CRD# 2251995Firm CRD# 2882

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Sandra Stern · DES MOINES, IA

Registration

CRD #2251995 · ING FINANCIAL PARTNERS, INC

Brand Profile

Not yet started

Disclosure history

10 disclosures on file · See FINRA BrokerCheck for full record

About

Carol Sandra Stern is a registered financial advisor based in DES MOINES, Iowa, affiliated with ING FINANCIAL PARTNERS, INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

VOYA FINANCIAL ADVISORS, INC.

AUM

$3.1B

Regulatory assets under management

Employees

529

Total firm employees

View all advisors at VOYA FINANCIAL ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 2251995

Firm CRD# 2882

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Sandra Stern offer?

Carol Sandra Stern specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.

What are Carol Sandra Stern's credentials?

Carol Sandra Stern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Sandra Stern located?

Carol Sandra Stern is based in DES MOINES, Iowa, working with ING FINANCIAL PARTNERS, INC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.

How does Carol Sandra Stern charge for services?

Carol Sandra Stern's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ING FINANCIAL PARTNERS, INC?

ING FINANCIAL PARTNERS, INC has approximately 529 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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