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Carol Sandra Stern

ING FINANCIAL PARTNERS, INC·DES MOINES, Iowa
Unclaimed Profile
909 LOCUST STREET, DES MOINES, IA 50309CRD# 2251995Firm CRD# 2882
01

About

Carol Sandra Stern is a registered financial advisor based in DES MOINES, Iowa, affiliated with ING FINANCIAL PARTNERS, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
AUM
$3.1B
Regulatory assets under management
Employees
529
Total firm employees
View all advisors at VOYA FINANCIAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 2251995
Firm CRD# 2882
10 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carol Sandra Stern offer?
Carol Sandra Stern specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DES MOINES, Iowa for a consultation.
What are Carol Sandra Stern's credentials?
Carol Sandra Stern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol Sandra Stern located?
Carol Sandra Stern is based in DES MOINES, Iowa, working with ING FINANCIAL PARTNERS, INC. Their office serves clients in the DES MOINES metropolitan area and surrounding communities.
How does Carol Sandra Stern charge for services?
Carol Sandra Stern's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ING FINANCIAL PARTNERS, INC?
ING FINANCIAL PARTNERS, INC has approximately 529 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Iowa
WEST DES MOINES (142)CEDAR RAPIDS (109)DUBUQUE (61)DAVENPORT (35)FAIRFIELD (31)
City Guides
WEST DES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideDAVENPORT GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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