Unclaimed Profile

James Harold Eick

FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC·CORALVILLE, Iowa

Series 7, Series 26, Series 6326 years registeredFINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

2140 NORCOR, CORALVILLE, IA 52241CRD# 732647Firm CRD# 115416

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Harold Eick · CORALVILLE, IA

Registration

CRD #732647 · FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

PURSUIT WEALTH MANAGEMENT

Jan 2000 – Dec 2020

CORALVILLE, IA

Registrations & Exams

FINRA examinations passed

Series 7

Series 26

Series 63

Registration record

First registered · January 1, 2000

Years registered · 26

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

CRD 115416 · SEC 801-61949

AUM

$66M

Regulatory assets under management

Employees

395 client accounts

Services offered by FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Harold Eick offer?

James Harold Eick specializes in Investment Management, Fee-Only Advisory.

What are James Harold Eick's credentials?

James Harold Eick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Harold Eick located?

James Harold Eick is based in CORALVILLE, Iowa, last registered with FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC.

How does James Harold Eick charge for services?

James Harold Eick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC?

FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC has approximately 5 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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