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James Harold Eick

FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC·CORALVILLE, Iowa
Clean recordFINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
2140 NORCOR, CORALVILLE, IA 52241CRD# 732647Firm CRD# 115416

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Harold Eick · CORALVILLE, IA
Registration
CRD #732647 · FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Harold Eick is a registered financial advisor based in CORALVILLE, Iowa, affiliated with FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC
AUM
$66M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 732647
Firm CRD# 115416
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Harold Eick offer?
James Harold Eick specializes in Investment Management, Fee-Only Advisory. Contact their office in CORALVILLE, Iowa for a consultation.
What are James Harold Eick's credentials?
James Harold Eick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Harold Eick located?
James Harold Eick is based in CORALVILLE, Iowa, working with FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC. Their office serves clients in the CORALVILLE metropolitan area and surrounding communities.
How does James Harold Eick charge for services?
James Harold Eick's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC?
FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC has approximately 5 employees and manages $66M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

John Michael Ceurvorst
CORALVILLE, IA
Tamara Sue Ceurvorst
CORALVILLE, IA

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