Unclaimed Profile

Charles Thomas Puccio

WEALTH ADVISORS GROUP, LLC·CORALVILLE, Iowa

SIE, Series 6, Series 7, Series 63, Series 66Clean record22 years registeredWEALTH ADVISORS GROUP, LLC

2771 OAKDALE BOULEVARD,, CORALVILLE, IA 52241CRD# 4334931Firm CRD# 291648

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Thomas Puccio · CORALVILLE, IA

Registration

CRD #4334931 · WEALTH ADVISORS GROUP, LLC · 22 years registered

Brand Profile

Not yet started

Career History

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Feb 2022 – present

WEALTH ADVISORS GROUP, LLC

Jan 2018 – Feb 2022

CORALVILLE, IA

SII INVESTMENTS, INC.

Feb 2004 – Jan 2018

CORALVILLE, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · February 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH ADVISORS GROUP, LLC

CRD 291648 · SEC 801-112281

AUM

$179M

Regulatory assets under management

Employees

713 client accounts

Services offered by WEALTH ADVISORS GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WEALTH ADVISORS GROUP, LLC →

Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORALVILLE?

Browse all registered financial advisors in CORALVILLE, Iowa or claim this profile if it's yours.

Browse CORALVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Charles Thomas Puccio offer?

Charles Thomas Puccio specializes in Investment Management, Fee-Only Advisory. Contact their office in CORALVILLE, Iowa for a consultation.

What are Charles Thomas Puccio's credentials?

Charles Thomas Puccio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Thomas Puccio located?

Charles Thomas Puccio is based in CORALVILLE, Iowa, working with WEALTH ADVISORS GROUP, LLC. Their office serves clients in the CORALVILLE metropolitan area and surrounding communities.

How does Charles Thomas Puccio charge for services?

Charles Thomas Puccio's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH ADVISORS GROUP, LLC?

WEALTH ADVISORS GROUP, LLC has approximately 2 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →