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Kimberly Sue Ausborn

BRADFORD FINANCIAL CENTER·CLARION, Iowa
SIE, Series 7, Series 24, Series 66Clean record18 years registeredBRADFORD FINANCIAL CENTER
215 NORTH MAIN STREET, CLARION, IA 50525-0540CRD# 4409695Firm CRD# 110953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kimberly Sue Ausborn · CLARION, IA
Registration
CRD #4409695 · BRADFORD FINANCIAL CENTER · 18 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BRADFORD FINANCIAL CENTER
BRADFORD FINANCIAL CENTER
Mar 2008 – Nov 2022
CLARION, IA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 66
Registration record
First registered · March 28, 2008
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BRADFORD FINANCIAL CENTER
CRD 110953 · SEC 801-68117
AUM
$210M
Regulatory assets under management
Employees
20
1,620 client accounts
Services offered by BRADFORD FINANCIAL CENTER
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BRADFORD FINANCIAL CENTER →
Introduction

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05

Frequently Asked Questions

What services does Kimberly Sue Ausborn offer?
Kimberly Sue Ausborn specializes in Financial Planning, Investment Management.
What are Kimberly Sue Ausborn's credentials?
Kimberly Sue Ausborn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Sue Ausborn located?
Kimberly Sue Ausborn is based in CLARION, Iowa, last registered with BRADFORD FINANCIAL CENTER.
How does Kimberly Sue Ausborn charge for services?
Kimberly Sue Ausborn's firm is compensated through percentage of aum, hourly charges, subscription fees, other: per consulting agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRADFORD FINANCIAL CENTER?
BRADFORD FINANCIAL CENTER has approximately 20 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BRADFORD FINANCIAL CENTER

James William Tausz
CLARION, IA
CFP

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