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Kimberly Sue Ausborn

BRADFORD FINANCIAL CENTER·CLARION, Iowa
Clean recordBRADFORD FINANCIAL CENTER
215 NORTH MAIN STREET, CLARION, IA 50525-0540CRD# 4409695Firm CRD# 110953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kimberly Sue Ausborn · CLARION, IA
Registration
CRD #4409695 · BRADFORD FINANCIAL CENTER
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kimberly Sue Ausborn is a registered financial advisor based in CLARION, Iowa, affiliated with BRADFORD FINANCIAL CENTER. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BRADFORD FINANCIAL CENTER
BRADFORD FINANCIAL CENTER
AUM
$210M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at BRADFORD FINANCIAL CENTER →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: PER CONSULTING AGREEMENT
Regulatory
SEC/IARD CRD# 4409695
Firm CRD# 110953
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kimberly Sue Ausborn offer?
Kimberly Sue Ausborn specializes in Financial Planning, Investment Management. Contact their office in CLARION, Iowa for a consultation.
What are Kimberly Sue Ausborn's credentials?
Kimberly Sue Ausborn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Sue Ausborn located?
Kimberly Sue Ausborn is based in CLARION, Iowa, working with BRADFORD FINANCIAL CENTER. Their office serves clients in the CLARION metropolitan area and surrounding communities.
How does Kimberly Sue Ausborn charge for services?
Kimberly Sue Ausborn's firm is compensated through percentage of aum, hourly charges, subscription fees, other: per consulting agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRADFORD FINANCIAL CENTER?
BRADFORD FINANCIAL CENTER has approximately 20 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BRADFORD FINANCIAL CENTER

James William Tausz
CLARION, IA

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