AdvisorOS Directory
Claim Profile
Unclaimed Profile
JT

James William Tausz

BRADFORD FINANCIAL CENTER·CLARION, Iowa
SIE, Series 1, Series 7TO, Series 24, Series 63CFP27 years registeredBRADFORD FINANCIAL CENTER
119 CENTRAL AVE W, CLARION, IA 50525CRD# 442956Firm CRD# 110953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James William Tausz · CLARION, IA
Registration
CRD #442956 · BRADFORD FINANCIAL CENTER · 27 years registered
Brand Profile
Not yet started
01

Career History

BRADFORD FINANCIAL CENTER
Jan 1999 – present
MULTI-FINANCIAL SECURITIES CORPORATION
Sep 2002 – Aug 2006
CLARION, IA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7TO
Series 24
Series 63
Registration record
First registered · January 1, 1999
Years registered · 27
Professional designation · CFP
03

Disclosure History

2022Customer Dispute·Settled
2012Customer Dispute·Settled
2011Customer Dispute·Denied
2005Customer Dispute·Denied
2001Customer Dispute·Closed-No Action
1998Customer Dispute·Denied

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BRADFORD FINANCIAL CENTER
CRD 110953 · SEC 801-68117
AUM
$210M
Regulatory assets under management
Employees
20
1,620 client accounts
Services offered by BRADFORD FINANCIAL CENTER
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BRADFORD FINANCIAL CENTER →
Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CLARION?

Browse all registered financial advisors in CLARION, Iowa or claim this profile if it's yours.

Browse CLARION AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does James William Tausz offer?
James William Tausz specializes in Financial Planning, Investment Management. Contact their office in CLARION, Iowa for a consultation.
What are James William Tausz's credentials?
James William Tausz holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James William Tausz located?
James William Tausz is based in CLARION, Iowa, working with BRADFORD FINANCIAL CENTER. Their office serves clients in the CLARION metropolitan area and surrounding communities.
How does James William Tausz charge for services?
James William Tausz's firm is compensated through percentage of aum, hourly charges, subscription fees, other: per consulting agreement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRADFORD FINANCIAL CENTER?
BRADFORD FINANCIAL CENTER has approximately 20 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at BRADFORD FINANCIAL CENTER

Kimberly Sue Ausborn
CLARION, IA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Iowa
WEST DES MOINES (96)DES MOINES (87)CEDAR RAPIDS (60)DUBUQUE (46)FAIRFIELD (27)DAVENPORT (26)URBANDALE (12)WATERLOO (10)WAVERLY (9)CLIVE (9)
City Guides
WEST DES MOINES GuideDES MOINES GuideCEDAR RAPIDS GuideDUBUQUE GuideFAIRFIELD Guide
Research
Advisor Fees in IowaNational Fee Analysis
Request removal of this profile