Unclaimed Profile

Randy Austin Wilcox

BFC PLANNING, INC.·CEDAR RAPIDS, Iowa

SIE, Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 65, Series 99TOClean record20 years registeredBFC PLANNING, INC.

4201 42ND STREET NE, CEDAR RAPIDS, IA 52402CRD# 4346998Firm CRD# 119682

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy Austin Wilcox · CEDAR RAPIDS, IA

Registration

CRD #4346998 · BFC PLANNING, INC. · 20 years registered

Brand Profile

Not yet started

Career History

BFC PLANNING, INC.

Jun 2011 – present

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Sep 2005 – present

SECURITIES MANAGEMENT AND RESEARCH, INC. ("SM&R")

Sep 2011 – Apr 2012

MARION, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · September 10, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BFC PLANNING, INC.

CRD 119682 · SEC 801-67427

AUM

$1.8B

Regulatory assets under management

Employees

200

8,749 client accounts

Services offered by BFC PLANNING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BFC PLANNING, INC. →

Introduction

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Frequently Asked Questions

What services does Randy Austin Wilcox offer?

Randy Austin Wilcox specializes in Financial Planning, Investment Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Randy Austin Wilcox's credentials?

Randy Austin Wilcox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randy Austin Wilcox located?

Randy Austin Wilcox is based in CEDAR RAPIDS, Iowa, working with BFC PLANNING, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Randy Austin Wilcox charge for services?

Randy Austin Wilcox's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BFC PLANNING, INC.?

BFC PLANNING, INC. has approximately 200 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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