Unclaimed Profile

Howard Richard Dobson

AMERICAN FINANCIAL MANAGEMENT LTD·CEDAR FALLS, Iowa

SIE, Series 00, Series 1, Series 7TO, Series 24, Series 63, Series 6537 years registeredAMERICAN FINANCIAL MANAGEMENT LTD

6003 UNIVERSITY AVENUE, CEDAR FALLS, IA 50613CRD# 69043Firm CRD# 111016

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Richard Dobson · CEDAR FALLS, IA

Registration

CRD #69043 · AMERICAN FINANCIAL MANAGEMENT LTD · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AMERICAN FINANCIAL MANAGEMENT LTD

AMERICAN FINANCIAL MANAGEMENT LTD

Jun 1989 – Jun 2023

CEDAR FALLS, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · June 26, 1989

Years registered · 37

Disclosure History

2021Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AMERICAN FINANCIAL MANAGEMENT, LTD.

CRD 111016 · SEC 801-20003

AUM

$33M

Regulatory assets under management

Employees

259 client accounts

Services offered by AMERICAN FINANCIAL MANAGEMENT, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AMERICAN FINANCIAL MANAGEMENT, LTD. →

Introduction

Speak with Howard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Howard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CEDAR FALLS?

Browse all registered financial advisors in CEDAR FALLS, Iowa or claim this profile if it's yours.

Browse CEDAR FALLS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Howard Richard Dobson offer?

Howard Richard Dobson specializes in Financial Planning, Investment Management, Wealth Management.

What are Howard Richard Dobson's credentials?

Howard Richard Dobson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Richard Dobson located?

Howard Richard Dobson is based in CEDAR FALLS, Iowa, last registered with AMERICAN FINANCIAL MANAGEMENT LTD.

How does Howard Richard Dobson charge for services?

Howard Richard Dobson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMERICAN FINANCIAL MANAGEMENT LTD?

AMERICAN FINANCIAL MANAGEMENT LTD has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →