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Howard Richard Dobson

AMERICAN FINANCIAL MANAGEMENT LTD·CEDAR FALLS, Iowa
SIE, Series 6, Series 26, Series 27, Series 51, Series 63, Series 65, Series 99TOCFPClean record27 years registeredAMERICAN FINANCIAL MANAGEMENT LTD
6003 UNIVERSITY AVENUE, CEDAR FALLS, IA 50613CRD# 723493Firm CRD# 111016

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Richard Dobson · CEDAR FALLS, IA
Registration
CRD #723493 · AMERICAN FINANCIAL MANAGEMENT LTD · 27 years registered
Brand Profile
Not yet started
01

Career History

BALANCED SECURITY PLANNING, INC.
Dec 2022 – present
AMERICAN FINANCIAL MANAGEMENT, LTD.
Jun 1999 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 26
Series 27
Series 51
Series 63
Series 65
Series 99TO
Registration record
First registered · June 30, 1999
Years registered · 27
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AMERICAN FINANCIAL MANAGEMENT, LTD.
CRD 111016 · SEC 801-20003
AUM
$33M
Regulatory assets under management
Employees
1
259 client accounts
Services offered by AMERICAN FINANCIAL MANAGEMENT, LTD.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AMERICAN FINANCIAL MANAGEMENT, LTD. →
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Frequently Asked Questions

What services does Howard Richard Dobson offer?
Howard Richard Dobson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR FALLS, Iowa for a consultation.
What are Howard Richard Dobson's credentials?
Howard Richard Dobson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Howard Richard Dobson located?
Howard Richard Dobson is based in CEDAR FALLS, Iowa, working with AMERICAN FINANCIAL MANAGEMENT LTD. Their office serves clients in the CEDAR FALLS metropolitan area and surrounding communities.
How does Howard Richard Dobson charge for services?
Howard Richard Dobson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AMERICAN FINANCIAL MANAGEMENT LTD?
AMERICAN FINANCIAL MANAGEMENT LTD has approximately 1 employees and manages $33M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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