Unclaimed Profile

John Frederick Helfrich

SYM FINANCIAL CORPORATION·WINONA LAKE, Indiana

Series 7, Series 63Clean record27 years registeredSYM FINANCIAL CORPORATION

801 PARK AVE, WINONA LAKE, IN 46590CRD# 1246096Firm CRD# 107517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Frederick Helfrich · WINONA LAKE, IN

Registration

CRD #1246096 · SYM FINANCIAL CORPORATION · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYM FINANCIAL CORPORATION

SYM FINANCIAL ADVISORS

Jan 1999 – Mar 2021

WINONA LAKE, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYM FINANCIAL CORPORATION

CRD 107517 · SEC 801-23944

AUM

$4.1B

Regulatory assets under management

Employees

5,346 client accounts

Services offered by SYM FINANCIAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SYM FINANCIAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does John Frederick Helfrich offer?

John Frederick Helfrich specializes in Financial Planning, Investment Management, Wealth Management.

What are John Frederick Helfrich's credentials?

John Frederick Helfrich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Frederick Helfrich located?

John Frederick Helfrich is based in WINONA LAKE, Indiana, last registered with SYM FINANCIAL CORPORATION.

How does John Frederick Helfrich charge for services?

John Frederick Helfrich's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYM FINANCIAL CORPORATION?

SYM FINANCIAL CORPORATION has approximately 75 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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