Unclaimed Profile

George Stephen Wolfson

SYM FINANCIAL CORPORATION·WINONA LAKE, Indiana

Series 7, Series 8, Series 6324 years registeredSYM FINANCIAL CORPORATION

801 PARK AVE, WINONA LAKE, IN 46590CRD# 716821Firm CRD# 107517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Stephen Wolfson · WINONA LAKE, IN

Registration

CRD #716821 · SYM FINANCIAL CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYM FINANCIAL CORPORATION

SYM FINANCIAL ADVISORS

Feb 2002 – Jul 2020

MISHAWAKA, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Registration record

First registered · February 14, 2002

Years registered · 24

Disclosure History

1993Customer Dispute·Settled

1992Customer Dispute·Settled

1990Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SYM FINANCIAL CORPORATION

CRD 107517 · SEC 801-23944

AUM

$4.1B

Regulatory assets under management

Employees

5,346 client accounts

Services offered by SYM FINANCIAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SYM FINANCIAL CORPORATION →

Introduction

Speak with George

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if George is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WINONA LAKE?

Browse all registered financial advisors in WINONA LAKE, Indiana or claim this profile if it's yours.

Browse WINONA LAKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does George Stephen Wolfson offer?

George Stephen Wolfson specializes in Financial Planning, Investment Management, Wealth Management.

What are George Stephen Wolfson's credentials?

George Stephen Wolfson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Stephen Wolfson located?

George Stephen Wolfson is based in WINONA LAKE, Indiana, last registered with SYM FINANCIAL CORPORATION.

How does George Stephen Wolfson charge for services?

George Stephen Wolfson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYM FINANCIAL CORPORATION?

SYM FINANCIAL CORPORATION has approximately 75 employees and manages $4.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →