AdvisorOS Directory
Claim Profile
Unclaimed Profile
WK

Wesley Michael Kotys

TKG ADVISORS, LLC·VALPARAISO, Indiana
SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 66CFPClean record24 years registeredTKG ADVISORS, LLC
1111 GLENDALE BLVD, VALPARAISO, IN 46383CRD# 4051934Firm CRD# 168156

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wesley Michael Kotys · VALPARAISO, IN
Registration
CRD #4051934 · TKG ADVISORS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

KOTYS WEALTH PROFESSIONALS
Nov 2013 – present
LPL FINANCIAL LLC
Jun 2007 – Nov 2013
VALPARAISO, IN
EDWARD JONES
Feb 2007 – Jun 2007
VALPARAISO, IN
PRUDENTIAL FINANCIAL PLANNING SERVICES
Nov 2001 – Dec 2003
VALPARAISO, IN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Series 66
Registration record
First registered · November 14, 2001
Years registered · 24
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TKG ADVISORS, LLC
CRD 168156 · SEC 801-118738
AUM
$223M
Regulatory assets under management
Employees
8
727 client accounts
Services offered by TKG ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TKG ADVISORS, LLC →
Introduction

Speak with Wesley

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Wesley is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in VALPARAISO?

Browse all registered financial advisors in VALPARAISO, Indiana or claim this profile if it's yours.

Browse VALPARAISO AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Wesley Michael Kotys offer?
Wesley Michael Kotys specializes in Financial Planning, Investment Management. Contact their office in VALPARAISO, Indiana for a consultation.
What are Wesley Michael Kotys's credentials?
Wesley Michael Kotys holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Wesley Michael Kotys located?
Wesley Michael Kotys is based in VALPARAISO, Indiana, working with TKG ADVISORS, LLC. Their office serves clients in the VALPARAISO metropolitan area and surrounding communities.
How does Wesley Michael Kotys charge for services?
Wesley Michael Kotys's firm is compensated through percentage of aum, hourly charges, other: percentage retirement plan assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TKG ADVISORS, LLC?
TKG ADVISORS, LLC has approximately 8 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in VALPARAISO, Indiana

John Matthew Lauer
LAUER WEALTH, LLC·VALPARAISO, IN
John Gerard Lauer
LAUER WEALTH, LLC·VALPARAISO, IN

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Indiana
INDIANAPOLIS (230)FORT WAYNE (92)CARMEL (82)EVANSVILLE (30)SOUTH BEND (20)KOKOMO (17)AUBURN (16)FISHERS (14)WINONA LAKE (14)COLUMBUS (12)
City Guides
INDIANAPOLIS GuideFORT WAYNE GuideCARMEL GuideEVANSVILLE GuideSOUTH BEND Guide
Research
Advisor Fees in IndianaNational Fee Analysis
Request removal of this profile