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Karen Kay Gilliam

DAVID P. GILLIAM & ASSOCIATES, INC.·MUNCIE, Indiana
Clean recordDAVID P. GILLIAM & ASSOCIATES, INC.
2600 WEST JACKSON, MUNCIE, IN 47303CRD# 4862765Firm CRD# 285515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Karen Kay Gilliam · MUNCIE, IN
Registration
CRD #4862765 · DAVID P. GILLIAM & ASSOCIATES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Karen Kay Gilliam is a registered financial advisor based in MUNCIE, Indiana, affiliated with DAVID P. GILLIAM & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DAVID P. GILLIAM & ASSOCIATES, INC.
DAVID P. GILLIAM & ASSOCIATES, INC.
AUM
$137M
Regulatory assets under management
Employees
62
Total firm employees
View all advisors at DAVID P. GILLIAM & ASSOCIATES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4862765
Firm CRD# 285515
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karen Kay Gilliam offer?
Karen Kay Gilliam specializes in Financial Planning, Investment Management. Contact their office in MUNCIE, Indiana for a consultation.
What are Karen Kay Gilliam's credentials?
Karen Kay Gilliam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karen Kay Gilliam located?
Karen Kay Gilliam is based in MUNCIE, Indiana, working with DAVID P. GILLIAM & ASSOCIATES, INC.. Their office serves clients in the MUNCIE metropolitan area and surrounding communities.
How does Karen Kay Gilliam charge for services?
Karen Kay Gilliam's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVID P. GILLIAM & ASSOCIATES, INC.?
DAVID P. GILLIAM & ASSOCIATES, INC. has approximately 62 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DAVID P. GILLIAM & ASSOCIATES, INC.

David Paul Gilliam
MUNCIE, IN

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