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David Paul Gilliam

DAVID P. GILLIAM & ASSOCIATES, INC.·MUNCIE, Indiana
SIE, Series 7, Series 24, Series 31, Series 63Clean record32 years registeredDAVID P. GILLIAM & ASSOCIATES, INC.
2600 WEST JACKSON, MUNCIE, IN 47303CRD# 1461865Firm CRD# 285515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Paul Gilliam · MUNCIE, IN
Registration
CRD #1461865 · DAVID P. GILLIAM & ASSOCIATES, INC. · 32 years registered
Brand Profile
Not yet started
01

Career History

DAVID P. GILLIAM & ASSOCIATES, INC.
Apr 2017 – present
LPL FINANCIAL LLC
Feb 1994 – present
LPL FINANCIAL LLC
Aug 2018 – Dec 2023
FORT MILL, SC
LPL FINANCIAL LLC
Dec 1996 – Jul 2017
FORT MILL, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 31
Series 63
Registration record
First registered · February 11, 1994
Years registered · 32
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DAVID P. GILLIAM & ASSOCIATES, INC.
CRD 285515 · SEC 801-123723
AUM
$137M
Regulatory assets under management
Employees
62
506 client accounts
Services offered by DAVID P. GILLIAM & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DAVID P. GILLIAM & ASSOCIATES, INC. →
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05

Frequently Asked Questions

What services does David Paul Gilliam offer?
David Paul Gilliam specializes in Financial Planning, Investment Management. Contact their office in MUNCIE, Indiana for a consultation.
What are David Paul Gilliam's credentials?
David Paul Gilliam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Paul Gilliam located?
David Paul Gilliam is based in MUNCIE, Indiana, working with DAVID P. GILLIAM & ASSOCIATES, INC.. Their office serves clients in the MUNCIE metropolitan area and surrounding communities.
How does David Paul Gilliam charge for services?
David Paul Gilliam's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DAVID P. GILLIAM & ASSOCIATES, INC.?
DAVID P. GILLIAM & ASSOCIATES, INC. has approximately 62 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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