Unclaimed Profile

Nicholas David Catlin

CBG & COMPANY, INC.·FISHERS, Indiana

Series 6, Series 63, Series 65Clean record18 years registeredCBG & COMPANY, INC.

14074 TRADE CENTER DRIVE, FISHERS, IN 46038CRD# 4341374Firm CRD# 149225

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas David Catlin · FISHERS, IN

Registration

CRD #4341374 · CBG & COMPANY, INC. · 18 years registered

Brand Profile

Not yet started

Career History

CBG & COMPANY, INC.

Nov 2011 – present

HUFFORD FINANCIAL ADVISORS, LLC

Feb 2008 – Nov 2011

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · February 22, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CBG & COMPANY, INC.

CRD 149225 · SEC 801-112354

AUM

$220M

Regulatory assets under management

Employees

517 client accounts

Services offered by CBG & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CBG & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does Nicholas David Catlin offer?

Nicholas David Catlin specializes in Financial Planning, Investment Management. Contact their office in FISHERS, Indiana for a consultation.

What are Nicholas David Catlin's credentials?

Nicholas David Catlin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas David Catlin located?

Nicholas David Catlin is based in FISHERS, Indiana, working with CBG & COMPANY, INC.. Their office serves clients in the FISHERS metropolitan area and surrounding communities.

How does Nicholas David Catlin charge for services?

Nicholas David Catlin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CBG & COMPANY, INC.?

CBG & COMPANY, INC. has approximately 9 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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