Unclaimed Profile

James Edward Clark

CBG & COMPANY, INC.·FISHERS, Indiana

Series 65Clean record25 years registeredCBG & COMPANY, INC.

14074 TRADE CENTER DRIVE, FISHERS, IN 46038CRD# 4543806Firm CRD# 149225

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Clark · FISHERS, IN

Registration

CRD #4543806 · CBG & COMPANY, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CBG & COMPANY, INC.

CBG & COMPANY, INC.

Jan 2009 – Sep 2023

FISHERS, IN

HUFFORD FINANCIAL ADVISORS, LLC

Jul 2001 – Jan 2009

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CBG & COMPANY, INC.

CRD 149225 · SEC 801-112354

AUM

$220M

Regulatory assets under management

Employees

517 client accounts

Services offered by CBG & COMPANY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CBG & COMPANY, INC. →

Introduction

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Frequently Asked Questions

What services does James Edward Clark offer?

James Edward Clark specializes in Financial Planning, Investment Management.

What are James Edward Clark's credentials?

James Edward Clark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Clark located?

James Edward Clark is based in FISHERS, Indiana, last registered with CBG & COMPANY, INC..

How does James Edward Clark charge for services?

James Edward Clark's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CBG & COMPANY, INC.?

CBG & COMPANY, INC. has approximately 9 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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