Unclaimed Profile

Richard Todd Wood

PROVIDENT CAPITAL MANAGEMENT INC·CARMEL, Indiana

Series 3, Series 7, Series 30, Series 31, Series 65, Series 66Clean record22 years registeredPROVIDENT CAPITAL MANAGEMENT INC

11595 N. MERIDIAN ST, CARMEL, IN 46032-4544CRD# 4793641Firm CRD# 133898

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Todd Wood · CARMEL, IN

Registration

CRD #4793641 · PROVIDENT CAPITAL MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROVIDENT CAPITAL MANAGEMENT INC

AGILE CAPITAL

Mar 2023 – May 2023

INDIANAPOLIS, IN

AGILE CAPITAL

Apr 2019 – Dec 2022

INDIANAPOLIS, IN

AGILE CAPITAL

Jan 2015 – Dec 2018

CARMEL, IN

PROVIDENT CAPITAL MANAGEMENT INC

Nov 2010 – Jun 2014

CARMEL, IN

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Aug 2005 – Jul 2006

INDIANAPOLIS, IN

MORGAN STANLEY

Jul 2004 – Aug 2005

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 30

Series 31

Series 65

Series 66

Registration record

First registered · July 5, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROVIDENT CAPITAL MANAGEMENT INC

CRD 133898 · SEC 801-77108

AUM

$85M

Regulatory assets under management

Employees

437 client accounts

Services offered by PROVIDENT CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PROVIDENT CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Richard Todd Wood offer?

Richard Todd Wood specializes in Financial Planning, Investment Management, Retirement Planning.

What are Richard Todd Wood's credentials?

Richard Todd Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Todd Wood located?

Richard Todd Wood is based in CARMEL, Indiana, last registered with PROVIDENT CAPITAL MANAGEMENT INC.

How does Richard Todd Wood charge for services?

Richard Todd Wood's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROVIDENT CAPITAL MANAGEMENT INC?

PROVIDENT CAPITAL MANAGEMENT INC has approximately 3 employees and manages $85M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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