Unclaimed Profile

Jarret D. Blum

OXFORD FINANCIAL GROUP, LTD. LLC·CARMEL, Indiana

SIE, Series 7, Series 9, Series 10, Series 31, Series 66Clean record24 years registeredOXFORD FINANCIAL GROUP, LTD. LLC

11711 NORTH MERIDIAN STREET, CARMEL, IN 46032CRD# 4380142Firm CRD# 105303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jarret D. Blum · CARMEL, IN

Registration

CRD #4380142 · OXFORD FINANCIAL GROUP, LTD. LLC · 24 years registered

Brand Profile

Not yet started

Career History

OXFORD FINANCIAL GROUP, LTD

May 2024 – present

J.P. MORGAN SECURITIES LLC

Aug 2021 – Mar 2024

Chicago, IL

CHARLES SCHWAB & CO., INC.

Nov 2016 – Jul 2021

Chicago, IL

MORGAN STANLEY

Jun 2009 – Oct 2016

SOUTH JORDAN, UT

CITIGROUP GLOBAL MARKETS INC.

Sep 2005 – Jun 2009

MCLEAN, VA

MORGAN STANLEY

Feb 2002 – Sep 2005

ALEXANDRIA, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · February 19, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXFORD FINANCIAL GROUP, LTD. LLC

CRD 105303 · SEC 801-20692

AUM

$18.2B

Regulatory assets under management

Employees

150

6,270 client accounts

Services offered by OXFORD FINANCIAL GROUP, LTD. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at OXFORD FINANCIAL GROUP, LTD. LLC →

Introduction

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Frequently Asked Questions

What services does Jarret D. Blum offer?

Jarret D. Blum specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Jarret D. Blum's credentials?

Jarret D. Blum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jarret D. Blum located?

Jarret D. Blum is based in CARMEL, Indiana, working with OXFORD FINANCIAL GROUP, LTD. LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Jarret D. Blum charge for services?

Jarret D. Blum's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXFORD FINANCIAL GROUP, LTD. LLC?

OXFORD FINANCIAL GROUP, LTD. LLC has approximately 150 employees and manages $18.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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