Unclaimed Profile

James Andrew Concannon

GOELZER INVESTMENT MANAGEMENT, INC.·CARMEL, Indiana

SIE, Series 7, Series 53, Series 63, Series 65Clean record24 years registeredGOELZER INVESTMENT MANAGEMENT, INC.

10 EAST MAIN STREET, CARMEL, IN 46032CRD# 1722214Firm CRD# 44402

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Concannon · CARMEL, IN

Registration

CRD #1722214 · GOELZER INVESTMENT MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

GOELZER INVESTMENT MANAGEMENT

Apr 2005 – present

BANC ONE SECURITIES CORPORATION

Dec 2001 – Apr 2005

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 53

Series 63

Series 65

Registration record

First registered · December 24, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOELZER INVESTMENT MANAGEMENT, INC.

CRD 44402 · SEC 801-55588

AUM

$3.2B

Regulatory assets under management

Employees

1,690 client accounts

Services offered by GOELZER INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GOELZER INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does James Andrew Concannon offer?

James Andrew Concannon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are James Andrew Concannon's credentials?

James Andrew Concannon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Concannon located?

James Andrew Concannon is based in CARMEL, Indiana, working with GOELZER INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does James Andrew Concannon charge for services?

James Andrew Concannon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOELZER INVESTMENT MANAGEMENT, INC.?

GOELZER INVESTMENT MANAGEMENT, INC. has approximately 36 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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