Unclaimed Profile

Gregory William Goelzer

GOELZER INVESTMENT MANAGEMENT, INC.·CARMEL, Indiana

SIE, Series 4, Series 7, Series 24, Series 6327 years registeredGOELZER INVESTMENT MANAGEMENT, INC.

10 EAST MAIN STREET, CARMEL, IN 46032CRD# 1040238Firm CRD# 44402

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory William Goelzer · CARMEL, IN

Registration

CRD #1040238 · GOELZER INVESTMENT MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

GOELZER INVESTMENT MANAGEMENT

Dec 2024 – present

GOELZER INVESTMENT MANAGEMENT

Jan 1999 – Nov 2024

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Registration record

First registered · January 19, 1999

Years registered · 27

Disclosure History

2013Regulatory·Final

2006Customer Dispute·Settled

2005Customer Dispute·Settled

1992Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

GOELZER INVESTMENT MANAGEMENT, INC.

CRD 44402 · SEC 801-55588

AUM

$3.2B

Regulatory assets under management

Employees

1,690 client accounts

Services offered by GOELZER INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GOELZER INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Gregory William Goelzer offer?

Gregory William Goelzer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Gregory William Goelzer's credentials?

Gregory William Goelzer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory William Goelzer located?

Gregory William Goelzer is based in CARMEL, Indiana, working with GOELZER INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Gregory William Goelzer charge for services?

Gregory William Goelzer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOELZER INVESTMENT MANAGEMENT, INC.?

GOELZER INVESTMENT MANAGEMENT, INC. has approximately 36 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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