Unclaimed Profile

Douglas Allen Shrieve

GIMBAL FINANCIAL, LLC·CARMEL, Indiana

SIE, Series 7, Series 63, Series 6625 years registeredGIMBAL FINANCIAL, LLC

620 N. RANGELINE ROAD, CARMEL, IN 46032CRD# 3159316Firm CRD# 159003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Allen Shrieve · CARMEL, IN

Registration

CRD #3159316 · GIMBAL FINANCIAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

GIMBAL FINANCIAL, LLC

Oct 2011 – present

LPL FINANCIAL LLC

Aug 2003 – Nov 2015

CARMEL, IN

A. G. EDWARDS & SONS, INC.

May 2001 – Aug 2003

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · May 10, 2001

Years registered · 25

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GIMBAL FINANCIAL, LLC

CRD 159003 · SEC 801-110875

AUM

$210M

Regulatory assets under management

Employees

718 client accounts

Services offered by GIMBAL FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GIMBAL FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Allen Shrieve offer?

Douglas Allen Shrieve specializes in Investment Management, Fee-Only Advisory. Contact their office in CARMEL, Indiana for a consultation.

What are Douglas Allen Shrieve's credentials?

Douglas Allen Shrieve is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Allen Shrieve located?

Douglas Allen Shrieve is based in CARMEL, Indiana, working with GIMBAL FINANCIAL, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Douglas Allen Shrieve charge for services?

Douglas Allen Shrieve's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GIMBAL FINANCIAL, LLC?

GIMBAL FINANCIAL, LLC has approximately 5 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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