Unclaimed Profile

John R Laughlin

LAUGHLIN FINANCIAL LLC·BLOOMINGTON, Indiana

Series 7, Series 66Clean record18 years registeredLAUGHLIN FINANCIAL LLC

4151 E. 3RD ST, BLOOMINGTON, IN 47401CRD# 4674607Firm CRD# 165105

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John R Laughlin · BLOOMINGTON, IN

Registration

CRD #4674607 · LAUGHLIN FINANCIAL LLC · 18 years registered

Brand Profile

Not yet started

Career History

LAUGHLIN FINANCIAL LLC

Aug 2012 – present

CREDIT SUISSE SECURITIES (USA) LLC

Jan 2008 – Jul 2012

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 8, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAUGHLIN FINANCIAL LLC

CRD 165105 · SEC 801-123521

AUM

$140M

Regulatory assets under management

Employees

347 client accounts

Services offered by LAUGHLIN FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAUGHLIN FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does John R Laughlin offer?

John R Laughlin specializes in Financial Planning, Investment Management. Contact their office in BLOOMINGTON, Indiana for a consultation.

What are John R Laughlin's credentials?

John R Laughlin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John R Laughlin located?

John R Laughlin is based in BLOOMINGTON, Indiana, working with LAUGHLIN FINANCIAL LLC. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does John R Laughlin charge for services?

John R Laughlin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAUGHLIN FINANCIAL LLC?

LAUGHLIN FINANCIAL LLC has approximately 1 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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