Unclaimed Profile

David Keith Hays

COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.·BLOOMINGTON, Indiana

SIE, Series 6, Series 7, Series 24, Series 62, Series 63, Series 6527 years registeredCOMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

674 S. COLLEGE AVENUE, BLOOMINGTON, IN 47403CRD# 2434893Firm CRD# 128257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Keith Hays · BLOOMINGTON, IN

Registration

CRD #2434893 · COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. · 27 years registered

Brand Profile

Not yet started

Career History

J. W. COLE ADVISORS, INC.

May 2013 – present

CFCI

Oct 2003 – present

SPC

Nov 2002 – Apr 2013

BLOOMINGTON, IN

FSC SECURITIES CORPORATION

May 1999 – Nov 2002

BLOOMINGTON, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 62

Series 63

Series 65

Registration record

First registered · May 17, 1999

Years registered · 27

Disclosure History

2014Customer Dispute·Settled

2013Customer Dispute·Denied

2013Customer Dispute·Settled

2013Employment Separation After Allegations

2002Customer Dispute·Withdrawn

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD 128257 · SEC 801-62834

AUM

$432M

Regulatory assets under management

Employees

1,168 client accounts

Services offered by COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. →

Introduction

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Frequently Asked Questions

What services does David Keith Hays offer?

David Keith Hays specializes in Investment Management, Wealth Management. Contact their office in BLOOMINGTON, Indiana for a consultation.

What are David Keith Hays's credentials?

David Keith Hays is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Keith Hays located?

David Keith Hays is based in BLOOMINGTON, Indiana, working with COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.. Their office serves clients in the BLOOMINGTON metropolitan area and surrounding communities.

How does David Keith Hays charge for services?

David Keith Hays's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.?

COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. has approximately 20 employees and manages $432M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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