Unclaimed Profile

Tracy Lee Lancaster

WARBERG ASSET MANAGEMENT LLC·WINNETKA, Illinois

Clean recordWARBERG ASSET MANAGEMENT LLC

716 OAK STREET, WINNETKA, IL 60093CRD# 2349843Firm CRD# 164003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tracy Lee Lancaster · WINNETKA, IL

Registration

CRD #2349843 · WARBERG ASSET MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Tracy Lee Lancaster is a registered financial advisor based in WINNETKA, Illinois, affiliated with WARBERG ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

WARBERG ASSET MANAGEMENT LLC

AUM

$827M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WARBERG ASSET MANAGEMENT LLC →

Services

Portfolio management (individuals)

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2349843

Firm CRD# 164003

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Tracy Lee Lancaster offer?

Tracy Lee Lancaster specializes in Investment Management, Retirement Planning. Contact their office in WINNETKA, Illinois for a consultation.

What are Tracy Lee Lancaster's credentials?

Tracy Lee Lancaster is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tracy Lee Lancaster located?

Tracy Lee Lancaster is based in WINNETKA, Illinois, working with WARBERG ASSET MANAGEMENT LLC. Their office serves clients in the WINNETKA metropolitan area and surrounding communities.

How does Tracy Lee Lancaster charge for services?

Tracy Lee Lancaster's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARBERG ASSET MANAGEMENT LLC?

WARBERG ASSET MANAGEMENT LLC has approximately 9 employees and manages $827M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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