Unclaimed Profile

Stephen Doty Cummings

ORION CAPITAL MANAGEMENT INC·WINNETKA, Illinois

Series 6519 years registeredORION CAPITAL MANAGEMENT INC

750 GREEN BAY ROAD, WINNETKA, IL 60093CRD# 5305204Firm CRD# 106734

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Doty Cummings · WINNETKA, IL

Registration

CRD #5305204 · ORION CAPITAL MANAGEMENT INC · 19 years registered

Brand Profile

Not yet started

Career History

SAVANT WEALTH MANAGEMENT

May 2015 – present

ORION CAPITAL MANAGEMENT INC

Mar 2007 – Jul 2015

WINNETKA, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 29, 2007

Years registered · 19

Disclosure History

1988Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ORION CAPITAL MANAGEMENT INC

CRD 106734 · SEC 801-40234

AUM

$150M

Regulatory assets under management

Employees

534 client accounts

Services offered by ORION CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ORION CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Stephen Doty Cummings offer?

Stephen Doty Cummings specializes in Investment Management. Contact their office in WINNETKA, Illinois for a consultation.

What are Stephen Doty Cummings's credentials?

Stephen Doty Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Doty Cummings located?

Stephen Doty Cummings is based in WINNETKA, Illinois, working with ORION CAPITAL MANAGEMENT INC. Their office serves clients in the WINNETKA metropolitan area and surrounding communities.

How does Stephen Doty Cummings charge for services?

Stephen Doty Cummings's firm is compensated through percentage of aum, other: percentage of net sales values of mutual funds/third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ORION CAPITAL MANAGEMENT INC?

ORION CAPITAL MANAGEMENT INC has approximately 6 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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