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Stephen Doty Cummings

ORION CAPITAL MANAGEMENT INC·WINNETKA, Illinois
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750 GREEN BAY ROAD, WINNETKA, IL 60093CRD# 5305204Firm CRD# 106734
01

About

Stephen Doty Cummings is a registered financial advisor based in WINNETKA, Illinois, affiliated with ORION CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Institutional Investors
03

Firm Overview

Firm
ORION CAPITAL MANAGEMENT INC
ORION CAPITAL MANAGEMENT INC
AUM
$150M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at ORION CAPITAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Other: PERCENTAGE OF NET SALES VALUES OF MUTUAL FUNDS/THIRD PARTY FEES
Regulatory
SEC/IARD CRD# 5305204
Firm CRD# 106734
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Doty Cummings offer?
Stephen Doty Cummings specializes in Investment Management. Contact their office in WINNETKA, Illinois for a consultation.
What are Stephen Doty Cummings's credentials?
Stephen Doty Cummings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Doty Cummings located?
Stephen Doty Cummings is based in WINNETKA, Illinois, working with ORION CAPITAL MANAGEMENT INC. Their office serves clients in the WINNETKA metropolitan area and surrounding communities.
How does Stephen Doty Cummings charge for services?
Stephen Doty Cummings's firm is compensated through percentage of aum, other: percentage of net sales values of mutual funds/third party fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ORION CAPITAL MANAGEMENT INC?
ORION CAPITAL MANAGEMENT INC has approximately 6 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WINNETKA
Julia A. Kyle — ORION CAPITAL MANAGEMENT INCRoslyn O'connor — ORION CAPITAL MANAGEMENT INCJames Walter Kyle — ORION CAPITAL MANAGEMENT INCNancy Johnson Jones — WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLCJames Walter Kyle — ORION CAPITAL MANAGEMENT INC
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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