Unclaimed Profile

Margaret Mary Twombly

TWOMBLY ASSET MANAGEMENT LLC·WILMETTE, Illinois

Series 7, Series 9, Series 10, Series 31, Series 63, Series 6528 years registeredTWOMBLY ASSET MANAGEMENT LLC

809 RIDGE ROAD, WILMETTE, IL 60091CRD# 1172341Firm CRD# 151610

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret Mary Twombly · WILMETTE, IL

Registration

CRD #1172341 · TWOMBLY ASSET MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

TWOMBLY ASSET MANAGEMENT LLC

Oct 2009 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Sep 2008 – Oct 2009

WILMETTE, IL

WACHOVIA SECURITIES, LLC

Jul 2003 – Sep 2008

CHICAGO, IL

PRUDENTIAL SECURITIES INCORPORATED

Jan 1998 – Jul 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · January 28, 1998

Years registered · 28

Disclosure History

2009Customer Dispute·Denied

2002Judgment / Lien

2001Judgment / Lien

1997Employment Separation After Allegations

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TWOMBLY ASSET MANAGEMENT LLC

CRD 151610 · SEC 801-70624

AUM

$40M

Regulatory assets under management

Employees

144 client accounts

Services offered by TWOMBLY ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TWOMBLY ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Margaret Mary Twombly offer?

Margaret Mary Twombly specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WILMETTE, Illinois for a consultation.

What are Margaret Mary Twombly's credentials?

Margaret Mary Twombly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Margaret Mary Twombly located?

Margaret Mary Twombly is based in WILMETTE, Illinois, working with TWOMBLY ASSET MANAGEMENT LLC. Their office serves clients in the WILMETTE metropolitan area and surrounding communities.

How does Margaret Mary Twombly charge for services?

Margaret Mary Twombly's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TWOMBLY ASSET MANAGEMENT LLC?

TWOMBLY ASSET MANAGEMENT LLC has approximately 1 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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