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Brian Anthony Pugal

RESOURCE FINANCIAL GROUP, LTD.·WILMETTE, Illinois
SIE, Series 7, Series 63, Series 65CFPClean record8 years registeredRESOURCE FINANCIAL GROUP, LTD.
1000 SKOKIE BLVD., WILMETTE, IL 60091CRD# 4626115Firm CRD# 119833

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Anthony Pugal · WILMETTE, IL
Registration
CRD #4626115 · RESOURCE FINANCIAL GROUP, LTD. · 8 years registered
Brand Profile
Not yet started
01

Career History

RESOURCE FINANCIAL GROUP, LTD.
Sep 2017 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · September 26, 2017
Years registered · 8
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RESOURCE FINANCIAL GROUP, LTD.
CRD 119833 · SEC 801-66619
AUM
$464M
Regulatory assets under management
Employees
8
828 client accounts
Services offered by RESOURCE FINANCIAL GROUP, LTD.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RESOURCE FINANCIAL GROUP, LTD. →
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05

Frequently Asked Questions

What services does Brian Anthony Pugal offer?
Brian Anthony Pugal specializes in Financial Planning, Investment Management. Contact their office in WILMETTE, Illinois for a consultation.
What are Brian Anthony Pugal's credentials?
Brian Anthony Pugal holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Brian Anthony Pugal located?
Brian Anthony Pugal is based in WILMETTE, Illinois, working with RESOURCE FINANCIAL GROUP, LTD.. Their office serves clients in the WILMETTE metropolitan area and surrounding communities.
How does Brian Anthony Pugal charge for services?
Brian Anthony Pugal's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RESOURCE FINANCIAL GROUP, LTD.?
RESOURCE FINANCIAL GROUP, LTD. has approximately 8 employees and manages $464M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Peter Michael Maris
WILMETTE, IL
CFP

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