Unclaimed Profile

Richard Lee Stone

ROBERT GORDON & ASSOCIATES, INC.·SPRINGFIELD, Illinois

Series 7, Series 63, Series 65Clean record28 years registeredROBERT GORDON & ASSOCIATES, INC.

1201 S. VETERANS PARKWAY STE A, SPRINGFIELD, IL 62704CRD# 1479718Firm CRD# 106037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lee Stone · SPRINGFIELD, IL

Registration

CRD #1479718 · ROBERT GORDON & ASSOCIATES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

BERGER FINANCIAL GROUP

Jan 2024 – present

ROBERT GORDON & ASSOCIATES INC

Jan 1998 – Feb 2024

SPRINGFIELD, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 9, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROBERT GORDON & ASSOCIATES, INC.

CRD 106037 · SEC 801-107410

AUM

$266M

Regulatory assets under management

Employees

728 client accounts

Services offered by ROBERT GORDON & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ROBERT GORDON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Lee Stone offer?

Richard Lee Stone specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Illinois for a consultation.

What are Richard Lee Stone's credentials?

Richard Lee Stone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lee Stone located?

Richard Lee Stone is based in SPRINGFIELD, Illinois, working with ROBERT GORDON & ASSOCIATES, INC.. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Richard Lee Stone charge for services?

Richard Lee Stone's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROBERT GORDON & ASSOCIATES, INC.?

ROBERT GORDON & ASSOCIATES, INC. has approximately 7 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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