AdvisorOS Directory
Claim Profile
Unclaimed Profile
NG

Nicholas Robert Gordon

ROBERT GORDON & ASSOCIATES, INC.·SPRINGFIELD, Illinois
SIE, Series 6, Series 7, Series 63Clean record11 years registeredROBERT GORDON & ASSOCIATES, INC.
1201 S. VETERANS PARKWAY STE A, SPRINGFIELD, IL 62704CRD# 5958087Firm CRD# 106037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Robert Gordon · SPRINGFIELD, IL
Registration
CRD #5958087 · ROBERT GORDON & ASSOCIATES, INC. · 11 years registered
Brand Profile
Not yet started
01

Career History

BERGER FINANCIAL GROUP
Feb 2024 – present
ROBERT GORDON & ASSOCIATES INC
Aug 2015 – Feb 2024
SPRINGFIELD, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · August 10, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROBERT GORDON & ASSOCIATES, INC.
CRD 106037 · SEC 801-107410
AUM
$266M
Regulatory assets under management
Employees
7
728 client accounts
Services offered by ROBERT GORDON & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at ROBERT GORDON & ASSOCIATES, INC. →
Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SPRINGFIELD?

Browse all registered financial advisors in SPRINGFIELD, Illinois or claim this profile if it's yours.

Browse SPRINGFIELD AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Nicholas Robert Gordon offer?
Nicholas Robert Gordon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Illinois for a consultation.
What are Nicholas Robert Gordon's credentials?
Nicholas Robert Gordon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Robert Gordon located?
Nicholas Robert Gordon is based in SPRINGFIELD, Illinois, working with ROBERT GORDON & ASSOCIATES, INC.. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.
How does Nicholas Robert Gordon charge for services?
Nicholas Robert Gordon's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROBERT GORDON & ASSOCIATES, INC.?
ROBERT GORDON & ASSOCIATES, INC. has approximately 7 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ROBERT GORDON & ASSOCIATES, INC.

Richard Lee Stone
SPRINGFIELD, IL
Robert Allen Gordon
SPRINGFIELD, IL

More Advisors in SPRINGFIELD, Illinois

Robert Lee Pappas
HORACE MANN INVESTORS, INC.·SPRINGFIELD, IL
Adam Paglione
HORACE MANN INVESTORS, INC.·SPRINGFIELD, IL
Justin Paul Mason
KEB ASSET MANAGEMENT, LLC·SPRINGFIELD, IL
CFP
Sarah Elizabeth Moore
BOS ASSET MANAGEMENT, LLC·SPRINGFIELD, IL
Barry Craig Stark
SIKICH CAPITAL MANAGEMENT LLC·SPRINGFIELD, IL
Holley Watson Taylor
HORACE MANN INVESTORS, INC.·SPRINGFIELD, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)BLOOMINGTON (31)
City Guides
CHICAGO GuideNAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Request removal of this profile