Unclaimed Profile

Diana Fay Butts

GALLAGHER FIDUCIARY ADVISORS, LLC·ROLLING MEADOWS, Illinois

SIE, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, Series 65Clean record18 years registeredGALLAGHER FIDUCIARY ADVISORS, LLC

2850 GOLF ROAD, ROLLING MEADOWS, IL 60008CRD# 3236005Firm CRD# 146509

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diana Fay Butts · ROLLING MEADOWS, IL

Registration

CRD #3236005 · GALLAGHER FIDUCIARY ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GALLAGHER FIDUCIARY ADVISORS, LLC

GBS RETIREMENT SERVICES, INC.

Aug 2007 – Jun 2020

Rolling Meadows, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · August 21, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD 146509 · SEC 801-68868

AUM

$10.2B

Regulatory assets under management

Employees

211

4,100 client accounts

Services offered by GALLAGHER FIDUCIARY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GALLAGHER FIDUCIARY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Diana Fay Butts offer?

Diana Fay Butts specializes in Financial Planning, Investment Management, Wealth Management.

What are Diana Fay Butts's credentials?

Diana Fay Butts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diana Fay Butts located?

Diana Fay Butts is based in ROLLING MEADOWS, Illinois, last registered with GALLAGHER FIDUCIARY ADVISORS, LLC.

How does Diana Fay Butts charge for services?

Diana Fay Butts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GALLAGHER FIDUCIARY ADVISORS, LLC?

GALLAGHER FIDUCIARY ADVISORS, LLC has approximately 211 employees and manages $10.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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