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Brian Joseph Malizia

LAKESHORE CAPITAL GROUP, INC.·ROLLING MEADOWS, Illinois
SIE, Series 6, Series 7, Series 63, Series 66Clean record9 years registeredLAKESHORE CAPITAL GROUP, INC.
1811 HICKS ROAD, ROLLING MEADOWS, IL 60008CRD# 5167321Firm CRD# 325609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Joseph Malizia · ROLLING MEADOWS, IL
Registration
CRD #5167321 · LAKESHORE CAPITAL GROUP, INC. · 9 years registered
Brand Profile
Not yet started
01

Career History

LAKESHORE CAPITAL GROUP, INC.
Jun 2023 – present
J. W. COLE ADVISORS, INC.
Apr 2019 – Jul 2023
Rolling Meadows, IL
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
Apr 2017 – Apr 2019
Rolling Meadows, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · April 18, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LAKESHORE CAPITAL GROUP, INC.
CRD 325609 · SEC 801-127919
AUM
$124M
Regulatory assets under management
Employees
3
635 client accounts
Services offered by LAKESHORE CAPITAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LAKESHORE CAPITAL GROUP, INC. →
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05

Frequently Asked Questions

What services does Brian Joseph Malizia offer?
Brian Joseph Malizia specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROLLING MEADOWS, Illinois for a consultation.
What are Brian Joseph Malizia's credentials?
Brian Joseph Malizia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Joseph Malizia located?
Brian Joseph Malizia is based in ROLLING MEADOWS, Illinois, working with LAKESHORE CAPITAL GROUP, INC.. Their office serves clients in the ROLLING MEADOWS metropolitan area and surrounding communities.
How does Brian Joseph Malizia charge for services?
Brian Joseph Malizia's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LAKESHORE CAPITAL GROUP, INC.?
LAKESHORE CAPITAL GROUP, INC. has approximately 3 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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