Unclaimed Profile

Douglas David Moffitt

SAVANT CAPITAL, LLC·ROCKFORD, Illinois

SIE, Series 3, Series 7, Series 8, Series 24, Series 63, Series 65, Series 79TOClean record15 years registeredSAVANT CAPITAL, LLC

190 BUCKLEY DRIVE, ROCKFORD, IL 61107CRD# 1412097Firm CRD# 107271

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas David Moffitt · ROCKFORD, IL

Registration

CRD #1412097 · SAVANT CAPITAL, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAVANT CAPITAL, LLC

SAVANT WEALTH MANAGEMENT

Dec 2018 – Aug 2020

ROCKFORD, IL

APLOS ADVISORS LLC

Jan 2011 – Mar 2012

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 24

Series 63

Series 65

Series 79TO

Registration record

First registered · January 14, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAVANT CAPITAL, LLC

CRD 107271 · SEC 801-43144

AUM

$28.6B

Regulatory assets under management

Employees

543

16,049 client accounts

Services offered by SAVANT CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAVANT CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas David Moffitt offer?

Douglas David Moffitt specializes in Financial Planning, Investment Management, Wealth Management.

What are Douglas David Moffitt's credentials?

Douglas David Moffitt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas David Moffitt located?

Douglas David Moffitt is based in ROCKFORD, Illinois, last registered with SAVANT CAPITAL, LLC.

How does Douglas David Moffitt charge for services?

Douglas David Moffitt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAVANT CAPITAL, LLC?

SAVANT CAPITAL, LLC has approximately 543 employees and manages $28.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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