Unclaimed Profile

David Floyd Barton

SAVANT CAPITAL, LLC·ROCKFORD, Illinois

Series 6, Series 63Clean record27 years registeredSAVANT CAPITAL, LLC

190 BUCKLEY DRIVE, ROCKFORD, IL 61107CRD# 1178191Firm CRD# 107271

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Floyd Barton · ROCKFORD, IL

Registration

CRD #1178191 · SAVANT CAPITAL, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SAVANT CAPITAL, LLC

SAVANT CAPITAL MANAGEMENT

Mar 2011 – Jan 2020

ROCKFORD, IL

WATERSTONE FINANCIAL GROUP, INC.

Jan 2004 – Dec 2004

FREEPORT, IL

STERLING PORTFOLIO ALLOCATION SERVICE INC

Dec 1998 – Dec 2003

FREEPORT, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · December 23, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAVANT CAPITAL, LLC

CRD 107271 · SEC 801-43144

AUM

$28.6B

Regulatory assets under management

Employees

543

16,049 client accounts

Services offered by SAVANT CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SAVANT CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does David Floyd Barton offer?

David Floyd Barton specializes in Financial Planning, Investment Management, Wealth Management.

What are David Floyd Barton's credentials?

David Floyd Barton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Floyd Barton located?

David Floyd Barton is based in ROCKFORD, Illinois, last registered with SAVANT CAPITAL, LLC.

How does David Floyd Barton charge for services?

David Floyd Barton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAVANT CAPITAL, LLC?

SAVANT CAPITAL, LLC has approximately 543 employees and manages $28.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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