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Timothy Joseph Oconnor

O'CONNOR FINANCIAL GROUP LLC·QUINCY, Illinois
SIE, Series 6, Series 7, Series 24, Series 26, Series 63, Series 6527 years registeredO'CONNOR FINANCIAL GROUP LLC
511 MAINE STREET, QUINCY, IL 62301CRD# 2195907Firm CRD# 168636

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Joseph Oconnor · QUINCY, IL
Registration
CRD #2195907 · O'CONNOR FINANCIAL GROUP LLC · 27 years registered
Brand Profile
Not yet started
01

Career History

O'CONNOR FINANCIAL GROUP LLC
Sep 2013 – present
LPL FINANCIAL LLC
Jul 1999 – Oct 2015
QUINCY, IL
O'CONNOR WEALTH MANAGEMENT, LLC.
Jul 1999 – Dec 2011
QUINCY, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 63
Series 65
Registration record
First registered · July 27, 1999
Years registered · 27
03

Disclosure History

2003Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
O'CONNOR FINANCIAL GROUP LLC
CRD 168636 · SEC 801-125759
AUM
$202M
Regulatory assets under management
Employees
6
847 client accounts
Services offered by O'CONNOR FINANCIAL GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at O'CONNOR FINANCIAL GROUP LLC →
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05

Frequently Asked Questions

What services does Timothy Joseph Oconnor offer?
Timothy Joseph Oconnor specializes in Financial Planning, Investment Management. Contact their office in QUINCY, Illinois for a consultation.
What are Timothy Joseph Oconnor's credentials?
Timothy Joseph Oconnor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Joseph Oconnor located?
Timothy Joseph Oconnor is based in QUINCY, Illinois, working with O'CONNOR FINANCIAL GROUP LLC. Their office serves clients in the QUINCY metropolitan area and surrounding communities.
How does Timothy Joseph Oconnor charge for services?
Timothy Joseph Oconnor's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is O'CONNOR FINANCIAL GROUP LLC?
O'CONNOR FINANCIAL GROUP LLC has approximately 6 employees and manages $202M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at O'CONNOR FINANCIAL GROUP LLC

Jackson Timothy O'connor
QUINCY, IL
CFP

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