Unclaimed Profile

Dennis G O'malley

THE INVICTUS COLLECTIVE, LLC·PARK RIDGE, Illinois

SIE, Series 3, Series 6, Series 7, Series 63, Series 65, Series 87Clean record13 years registeredTHE INVICTUS COLLECTIVE, LLC

3 SOUTH PROSPECT AVENUE, PARK RIDGE, IL 60068CRD# 5826142Firm CRD# 310744

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis G O'malley · PARK RIDGE, IL

Registration

CRD #5826142 · THE INVICTUS COLLECTIVE, LLC · 13 years registered

Brand Profile

Not yet started

Career History

SPIDERROCK ADVISORS, LLC

Jun 2024 – present

THE INVICTUS COLLECTIVE, LLC

Jul 2023 – Nov 2023

PARK RIDGE, IL

SENTINUS, LLC

Jul 2020 – May 2023

Chicago, IL

NORTHERN TRUST INVESTMENTS, INCORPORATED

Nov 2017 – Jun 2020

Chicago, IL

CEDAR CAPITAL, LLC

Feb 2015 – Jan 2016

CHICAGO, IL

GOOD HARBOR FINANCIAL

Mar 2014 – Jan 2015

BARRINGTON, IL

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jun 2013 – Dec 2013

SKOKIE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 63

Series 65

Series 87

Registration record

First registered · June 25, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE INVICTUS COLLECTIVE, LLC

CRD 310744 · SEC 801-121217

AUM

$308M

Regulatory assets under management

Employees

87 client accounts

Services offered by THE INVICTUS COLLECTIVE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THE INVICTUS COLLECTIVE, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis G O'malley offer?

Dennis G O'malley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in PARK RIDGE, Illinois for a consultation.

What are Dennis G O'malley's credentials?

Dennis G O'malley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis G O'malley located?

Dennis G O'malley is based in PARK RIDGE, Illinois, working with THE INVICTUS COLLECTIVE, LLC. Their office serves clients in the PARK RIDGE metropolitan area and surrounding communities.

How does Dennis G O'malley charge for services?

Dennis G O'malley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE INVICTUS COLLECTIVE, LLC?

THE INVICTUS COLLECTIVE, LLC has approximately 4 employees and manages $308M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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