Unclaimed Profile

Philip Paul Tetley

TETLEY INVESTMENTS, LLC·PARK RIDGE, Illinois

Series 4, Series 6, Series 7, Series 8, Series 24, Series 63, Series 66Clean record24 years registeredTETLEY INVESTMENTS, LLC

444 N NORTHWEST HWY., PARK RIDGE, IL 60068CRD# 2403339Firm CRD# 164130

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Paul Tetley · PARK RIDGE, IL

Registration

CRD #2403339 · TETLEY INVESTMENTS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

TETLEY INVESTMENTS, LLC

Jul 2012 – present

ROBERT W. BAIRD & CO. INCORPORATED

Mar 2009 – Jul 2012

CHICAGO, IL

NORTHERN TRUST SECURITIES, INC

Mar 2002 – Mar 2009

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 4

Series 6

Series 7

Series 8

Series 24

Series 63

Series 66

Registration record

First registered · March 25, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TETLEY INVESTMENTS, LLC

CRD 164130 · SEC 801-121491

AUM

$156M

Regulatory assets under management

Employees

517 client accounts

Services offered by TETLEY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TETLEY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Paul Tetley offer?

Philip Paul Tetley specializes in Financial Planning, Investment Management. Contact their office in PARK RIDGE, Illinois for a consultation.

What are Philip Paul Tetley's credentials?

Philip Paul Tetley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Paul Tetley located?

Philip Paul Tetley is based in PARK RIDGE, Illinois, working with TETLEY INVESTMENTS, LLC. Their office serves clients in the PARK RIDGE metropolitan area and surrounding communities.

How does Philip Paul Tetley charge for services?

Philip Paul Tetley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TETLEY INVESTMENTS, LLC?

TETLEY INVESTMENTS, LLC has approximately 3 employees and manages $156M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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