Unclaimed Profile

Michael David Brown

TPG ADVISORS LLC·NORTHFIELD, Illinois

SIE, Series 7, Series 24, Series 66CFAClean record23 years registeredTPG ADVISORS LLC

465 CENTRAL AVE, NORTHFIELD, IL 60093CRD# 2903488Firm CRD# 298496

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Brown · NORTHFIELD, IL

Registration

CRD #2903488 · TPG ADVISORS LLC · 23 years registered

Brand Profile

Not yet started

Career History

THE PLANNING GROUP

Sep 2018 – present

DRW FINANCIAL, INC.

Apr 2012 – Dec 2012

NORTHFIELD, IL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2009 – Feb 2019

Northfield, IL

WATERSTONE FINANCIAL GROUP, INC.

Mar 2003 – Aug 2009

NORTHFIELD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 28, 2003

Years registered · 23

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TPG ADVISORS LLC

CRD 298496 · SEC 801-114032

AUM

$207M

Regulatory assets under management

Employees

706 client accounts

Services offered by TPG ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TPG ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Michael David Brown offer?

Michael David Brown specializes in Financial Planning, Investment Management. Contact their office in NORTHFIELD, Illinois for a consultation.

What are Michael David Brown's credentials?

Michael David Brown holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael David Brown located?

Michael David Brown is based in NORTHFIELD, Illinois, working with TPG ADVISORS LLC. Their office serves clients in the NORTHFIELD metropolitan area and surrounding communities.

How does Michael David Brown charge for services?

Michael David Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TPG ADVISORS LLC?

TPG ADVISORS LLC has approximately 4 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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