Unclaimed Profile

David John Pedley

TREETOP WEALTH MANAGEMENT, LLC·NORTHFIELD, Illinois

Series 7, Series 9, Series 10, Series 63, Series 66Clean record23 years registeredTREETOP WEALTH MANAGEMENT, LLC

ONE NORTHFIELD PLAZA, NORTHFIELD, IL 60093CRD# 3068557Firm CRD# 155013

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David John Pedley · NORTHFIELD, IL

Registration

CRD #3068557 · TREETOP WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

TREETOP WEALTH MANAGEMENT, LLC

Oct 2010 – present

STRATEGIC ADVISERS, INC.

Apr 2003 – Nov 2010

HIGHLAND PARK, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · April 9, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TREETOP WEALTH MANAGEMENT, LLC

CRD 155013 · SEC 801-121465

AUM

$160M

Regulatory assets under management

Employees

350 client accounts

Services offered by TREETOP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TREETOP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David John Pedley offer?

David John Pedley specializes in Financial Planning, Investment Management. Contact their office in NORTHFIELD, Illinois for a consultation.

What are David John Pedley's credentials?

David John Pedley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David John Pedley located?

David John Pedley is based in NORTHFIELD, Illinois, working with TREETOP WEALTH MANAGEMENT, LLC. Their office serves clients in the NORTHFIELD metropolitan area and surrounding communities.

How does David John Pedley charge for services?

David John Pedley's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TREETOP WEALTH MANAGEMENT, LLC?

TREETOP WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $160M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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