Unclaimed Profile

Michael Alan Einfeldt

QUAD CITY INVESTMENT ADVISORS, LLC·MOLINE, Illinois

SIE, Series 7, Series 63, Series 65Clean record17 years registeredQUAD CITY INVESTMENT ADVISORS, LLC

3551 7TH STREET, MOLINE, IL 61265CRD# 1279683Firm CRD# 112187

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Alan Einfeldt · MOLINE, IL

Registration

CRD #1279683 · QUAD CITY INVESTMENT ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUAD CITY INVESTMENT ADVISORS, LLC

QUAD CITY INVESTMENT ADVISORS

Aug 2010 – Feb 2016

MOLINE, IL

LPL FINANCIAL CORPORATION

Jul 2009 – Dec 2009

MOLINE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 21, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUAD CITY INVESTMENT ADVISORS, LLC

CRD 112187 · SEC 801-60227

AUM

$245M

Regulatory assets under management

Employees

738 client accounts

Services offered by QUAD CITY INVESTMENT ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at QUAD CITY INVESTMENT ADVISORS, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MOLINE?

Browse all registered financial advisors in MOLINE, Illinois or claim this profile if it's yours.

Browse MOLINE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael Alan Einfeldt offer?

Michael Alan Einfeldt specializes in Investment Management, Fee-Only Advisory.

What are Michael Alan Einfeldt's credentials?

Michael Alan Einfeldt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Alan Einfeldt located?

Michael Alan Einfeldt is based in MOLINE, Illinois, last registered with QUAD CITY INVESTMENT ADVISORS, LLC.

How does Michael Alan Einfeldt charge for services?

Michael Alan Einfeldt's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUAD CITY INVESTMENT ADVISORS, LLC?

QUAD CITY INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $245M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →