Unclaimed Profile

Michael Robert Roeser

MICHAEL R ROESER AND ASSOCIATES, INC.·LIBERTYVILLE, Illinois

SIE, Series 6, Series 7, Series 22, Series 24, Series 51, Series 63, Series 6525 years registeredMICHAEL R ROESER AND ASSOCIATES, INC.

1206 E PARK AVE, LIBERTYVILLE, IL 60048CRD# 1304673Firm CRD# 115606

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Robert Roeser · LIBERTYVILLE, IL

Registration

CRD #1304673 · MICHAEL R ROESER AND ASSOCIATES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MICHAEL R ROESER AND ASSOCIATES, INC.

SAGEPOINT FINANCIAL, INC.

Aug 2012 – Sep 2017

LIBERTYVILLE, IL

BEDFORD FINANCIAL GROUP, INC.

Apr 2001 – Mar 2012

LIBERTYVILLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · April 2, 2001

Years registered · 25

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MICHAEL R ROESER AND ASSOCIATES, INC.

CRD 115606 · SEC 801-58256

AUM

$79M

Regulatory assets under management

Employees

211 client accounts

Services offered by MICHAEL R ROESER AND ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MICHAEL R ROESER AND ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Robert Roeser offer?

Michael Robert Roeser specializes in Financial Planning, Investment Management.

What are Michael Robert Roeser's credentials?

Michael Robert Roeser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Robert Roeser located?

Michael Robert Roeser is based in LIBERTYVILLE, Illinois, last registered with MICHAEL R ROESER AND ASSOCIATES, INC..

How does Michael Robert Roeser charge for services?

Michael Robert Roeser's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MICHAEL R ROESER AND ASSOCIATES, INC.?

MICHAEL R ROESER AND ASSOCIATES, INC. has approximately 1 employees and manages $79M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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