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Richard George Ringwald

POWERS ADVISORY GROUP, LLC·HIGHLAND, Illinois
Series 7, Series 65, Series 66Clean record24 years registeredPOWERS ADVISORY GROUP, LLC
2603 PLAZA DRIVE, HIGHLAND, IL 62249CRD# 4425715Firm CRD# 172252

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard George Ringwald · HIGHLAND, IL
Registration
CRD #4425715 · POWERS ADVISORY GROUP, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

POWERS ADVISORY GROUP, LLC
Nov 2017 – present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Jul 2002 – Jul 2003
ST LOUIS, MO
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 65
Series 66
Registration record
First registered · July 2, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
POWERS ADVISORY GROUP, LLC
CRD 172252 · SEC 801-121109
AUM
$206M
Regulatory assets under management
Employees
6
1,279 client accounts
Services offered by POWERS ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at POWERS ADVISORY GROUP, LLC →
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05

Frequently Asked Questions

What services does Richard George Ringwald offer?
Richard George Ringwald specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HIGHLAND, Illinois for a consultation.
What are Richard George Ringwald's credentials?
Richard George Ringwald is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard George Ringwald located?
Richard George Ringwald is based in HIGHLAND, Illinois, working with POWERS ADVISORY GROUP, LLC. Their office serves clients in the HIGHLAND metropolitan area and surrounding communities.
How does Richard George Ringwald charge for services?
Richard George Ringwald's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is POWERS ADVISORY GROUP, LLC?
POWERS ADVISORY GROUP, LLC has approximately 6 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at POWERS ADVISORY GROUP, LLC

Matthew Thomas Powers
HIGHLAND, IL

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)
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Research
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